董事会委员会
董事会应设立其认为必要或适当的常设委员会以履行其职责. 董事会目前设有七个委员会:
识别的能力, 管理和降低风险是DTCC向其成员和金融市场提供服务的基础, 并监督这些活动是DTCC董事会(“董事会”)的主要活动。.
董事会设立了董事会风险委员会(“委员会”)，以协助董事会履行其监督DTCC和SIFMUs(统称)风险管理活动的职责, (“公司”)重点关注以下关键方面:(1)监督旨在识别和管理信贷的风险管理系统和流程, market, liquidity, 以及DTCC及其子公司的经营风险, including the SIFMUs; and (2) due to the Company’s unique capabilities and position, 监督公司为减轻某些可能破坏金融体系稳定运行的“系统性风险”所做的努力. 提供额外的, 将专门的风险类别与已成立的其他委员会的领域专业知识集中起来，并使其监督保持一致, 或者可以不时地建立, 由董事会(每个“其他董事会委员会”), 和集体, “董事会其他委员会”), 某些风险将由董事会其他委员会监督. 虽然这些风险不会由委员会直接监督, 委员会将, 尽管如此, 与董事会其他委员会协调风险监督, 适当的, 对公司的风险相关事宜进行全面和整体的监督.
这仍然是DTCC管理团队的责任, 包括通过管理风险委员会的活动, 识别, 适当地管理和减轻风险.
Committee Members: 安东尼•墨菲 (Chair); 大卫ingg; Raj Mahajan; 克雷格梅辛杰卖力地; 安德里亚Pfenning; James Tabacchi.
DTCC董事会(“董事会”)设立了一个执行委员会，以便在发生紧急情况或其他时间敏感事项时行使董事会的权力，而召集整个董事会是不切实际的.
Committee Members: Kevin Kessinger (Chair); 弗兰克·拉·萨拉; 奈杰尔·福克纳; Lori Hricik; Jack Klinck 安东尼•墨菲; Ann Reese.
DTCC董事会(“董事会”)设立了一个治理委员会，以协助董事会:(1)识别, screening and reviewing individuals qualified to serve as directors and recommending to the Board candidates for nomination for election at the annual meeting of shareholders or to fill Board vacancies; (2) developing, recommending to the Board and overseeing implementation of DTCC's Corporate Governance Policy and DTCC's Board Code of Ethics; and (3) reviewing on a regular basis the overall corporate governance of DTCC and recommending improvements when necessary.
Committee Members: Ann Reese (Chair);威廉Hirshorn; Raj Mahajan; Doug Spell; James Tabacchi.
DTCC董事会(“董事会”)设立了薪酬和人力vns6060威尼斯城官网委员会，以协助董事会监督DTCC管理层的薪酬政策和做法, including by (1) recommending the compensation of DTCC's Chief Executive Officer to the Board and approving compensation for certain other officers; (2) reviewing and approving the structure of compensation programs for employees; and (3) assessing whether the compensation program promotes an appropriate approach to risk management.
Committee Members: Lori Hricik (Chair); 凯利康威; 黛博拉·坎宁安; 奈杰尔·福克纳; 基兰汉拉罕; Jack Klinick; 安德里亚Pfenning.
The Board of Directors (the "Board") of DTCC has established an 审计委员会 to assist the Board in overseeing: (1) the integrity of DTCC's financial statements and financial reporting; (2) the overall effectiveness of DTCC's internal control environment; (3) the effectiveness of DTCC's process for monitoring compliance with applicable laws, regulations and the code of ethics; (4) the performance and coverage of the internal audit function; (5) the external auditor's independence, performance and coverage; and (6) legal, 合规和监管风险.
Committee Members: Ann Reese (Chair); Debbie Cunningham; 基兰汉拉罕; Tony Miller; Doug Spell; 纳撒尼尔Stankard.
DTCC董事会(“董事会”)已经建立了一项技术 & 网络委员会协助董事会监督公司技术和网络计划的各个方面, 程序, 与公司信息技术和网络安全基础设施相关的绩效和风险.
Committee Members: 奈杰尔·福克纳 (Chair); Bill Capuzzi; 凯利康威; 大卫ingg; 克雷格梅辛杰卖力地; Tony Miller.
DTCC董事会设立了一个企业服务委员会，协助董事会监督与公司整体运营相关的公司运营绩效的各个方面, including, 但不限于业务服务, 全球业务运营, 客户服务, 企业项目管理办公室, 和市场营销./p>
Committee Members: Jack Klinck (Chair); Bill Capuzzi; 威廉Hirshorn; Lori Hricik; 安东尼•墨菲; 纳撒尼尔Stankard.